Financial Services


Enabling Regulatory Compliance

– March 14, 2017

Learn how to make the shift from reactive to proactive in this white paper. Integrate your data silos to finally navigate the data maze.


MiFID II: Compliant or Hoping for Another Extension?

– March 2, 2017

With the January 2018 deadline looming, you need to redesign your data management and reporting strategy for MiFID II – and you need to do it fast. Why are you ignoring your data?


EU GDPR Compliance – 3 Signs of Data Vulnerabilities

– February 21, 2017

With fines up to 4% of global revenue, reputational damage and risk of customer churn, non-compliance with data protection regulations is not an option. Why are you putting your data at risk?


Your GRC Strategy: When Is Enough Tooling Enough?

, – February 7, 2017

Explore the implications of governance, risk and compliance (GRC) imperatives with our financial services technology experts and learn why data is at the heart of an effective and dynamic GRC strategy in this on-demand webinar.


EU GDPR: The Path to Compliance

, – February 7, 2017

With 4% of global revenue fines as penalties, coupled by brand and reputational risks and potential customer loss, this new mandate represents a huge personal data challenge. Join us for a live discussion on EU General Data Protection Regulation (GDPR)


MARKLOGIC: MiFID IIにおけるデータ問題を 解決する

– January 24, 2017

MiFID IIに対応する準備を進めている金融機関の皆様のために、このホワイトペーパーをご用意しました。



– January 24, 2017



MiFID II – Solving the Data Challenge

– January 18, 2017

Is Your Organization on the Path to MiFID II Compliance? Get up to speed with this white paper.


Data Deserves To Be Accessible. And Secured.

– January 12, 2017

All too often, what started out as secure data in a centralized system of record becomes insecure data in an un-managed, un-governed data silo. Learn the three signs of vulnerable data, and how MarkLogic can help.


Part Two: MiFID II: Navigating Data Challenges

, – December 15, 2016

MiFID II is creating data management headaches for enterprise architects, and risk and compliance professionals alike. Take a deep dive into the key data challenges and learn how to solve them in time for the 2018 deadline.


MiFID II : Gouvernance et donnée

, – November 22, 2016

MiFID II, norme européenne applicable en janvier 2018, apporte des changements fondamentaux sur la transparence des marchés financiers et défense des investisseurs. Ce webinar vise à apprehender le sujet de la gouvernance à suivre (producteur/distributeur) et gestion des données pour répondre au mieux aux nouvelles exigences, notamment au travers du cas concret ABN Amro, utilisateur de MarkLogic en réponse à MiFID II.


EU General Data Protection Regulation: The Path to Compliance

– November 21, 2016

What is EU GDPR and how you can expedite compliance?


FS Tech Interview: Conquer Your Data Regulation Aggravation

– November 15, 2016

Learn why the changing regulatory landscape requires financial services organizations to take a new approach to demonstrating compliance.


MiFID II: Compliance Readiness Checklist

– November 9, 2016

Is your organization on track to comply when MiFID II regulations take effect in January 2018? Assess your readiness.


Financial Services: Your Data Deserves Better

– October 14, 2016

Data is the currency that keeps your business running. It’s the output of transactions, documents and customer information. It’s the input for insights, products and customer loyalty. Learn how to unlock your data today!


Data Management Use Cases in Financial Regulation

– September 22, 2016

New and changing regulatory and competitive pressures require financial services institutions to increase transparency and make better use of the massive amounts of disparate and intricate data they use and produce each day. This whitepaper describes six key lessons learned from our work with global financial institutions who faced the challenge of reconciling information across their data silos.


Part One: MiFID II: It’s About the Data, Not the Reporting

, – September 7, 2016

MiFID II regulations are requiring more sources of data than ever before to prove compliance and accurate reporting of trading activities. How can organizations ensure they’re ready by January 2018?


Plan for Success With High-Stakes Data Projects

– July 26, 2016

Your high-stakes data projects don’t have to end – as analysts predict – in failure. Learn how to leverage all of your data to reach your objectives with less time and expense than you might imagine. The key is to start with the end in mind …


Mortgage Metadata Repository

, – June 29, 2016

Firms in the mortgage processing and securitization industries face challenges undreamed of in the past. Regulatory requirements have skyrocketed and firms have been punished for not meeting them.


Lightning Talk: Time Travel Within Databases

– June 15, 2016

Learn how MarkLogic bitemporal capabilities let you skip the pain of complex infrastructure solutions and massive report dumps to identify what you really knew at a given point in time.


Intel: Regulatory Reporting for Financial Services

– June 15, 2016

In this session, learn how MarkLogic and Intel assist financial institutions in establishing a sound application framework that makes it possible to respond to regulators in an efficient, timely, and responsive manner.


Regulatory Compliance Today, the Stuff We Can All Learn

– June 15, 2016

In this session, we will show you how to integrate multiple data silos across your organisation, AND achieve key data requirements.


MarkLogic Security (London)

– June 15, 2016

This session provides an overview of the MarkLogic security model.


KPMG: Transforming Compliance With Digital Labor

– June 14, 2016

. KPMG will profile its regulatory reporting and tax compliance “process automation as a service” offering built on MarkLogic that allows clients to move towards a proactive, enterprise level approach to client data management that enables efficient and effective responses to both client and regulator queries.



– June 2, 2016



Enterprise NoSQL for Dummies

– May 24, 2016

Learn how databases incorporate semantic technology to make it possible to solve big data challenges that traditional databases aren’t equipped to solve.


Semantics for Dummies

– May 24, 2016

Learn how databases incorporate semantic technology to make it possible to solve big data challenges that traditional databases aren’t equipped to solve.


The World’s Best Database for Integrating Data From Silos

– May 10, 2016

Businesses are relying on MarkLogic to integrate data better, faster, with less cost, enabled by the advanced capabilities that make MarkLogic the database of the choice for the future. Checkout the opening keynote from MarkLogic World San Francisco to hear more.


Universal Mortgage Repository

– April 21, 2016

A universal mortgage document or metadata repository is crucial to meet regulatory requirements to associate all history with any given mortgage – on demand.


Mainframe to NoSQL Whiteboard Video

– April 14, 2016

How can MarkLogic and Intel help you make the leap from mainframes to NoSQL? Watch this video to find out!


Finance Industry Data on a NoSQL Solution

– February 18, 2016

Moving the financial firm’s data from legacy mainframe to Enterprise NoSQL on Intel-based solutions.


MarkLogic Operational Trade Repository Solution

– January 29, 2016

Watch this short video to learn how MarkLogic helps Financial Services organizations get a single source of truth across asset classes to reduce risk, decrease overall TCO and cost per trade, and support ongoing change and innovation.


Mainframe to NoSQL with MarkLogic and Intel

– November 18, 2015

Mainframes are expensive and difficult to manage. Learn about the benefits of moving to a MarkLogic and Intel solution for your data.


Regulatory Reporting for Financial Services

– November 2, 2015

This solution brief from Intel* describes a solution architecture for a complete Regulatory Reporting solution, based on the MarkLogic Enterprise NoSQL database platform.


Webinar: Sustained Compliance with BCBS 239

, – October 7, 2015

Pulling together accurate reports that meet regulators changing demands is a clarion call for bodies and resources to “unwind data” and aggregate its metadata. Failure to do so could mean penalties, fines and loss of trust.


Webinar: Semantics in Financial Services

, – September 22, 2015

Everyone agrees reference data is the key to linking siloed data, but what links the reference data? With the complexity that defines customer party data in global banking, gaining extensive and comprehensive insights for KYC and AML has been nearly impossible. Until now.


Webinar: How Investment Banks Can Overcome the Compliance Hurdles and Make Data Pay

, – August 17, 2015

Investment banks are drowning in data and regulators are demanding change. Banks must improve the governance, consistency and quality of their data through new management, aggregation and reporting processes.


Webinar: Bitemporal Tracking – What It Means to You

, – July 23, 2015

We are in an age of super-regulation in which banks, insurance companies, and healthcare organizations face increased scrutiny of historical data. Unfortunately, traditional databases do not keep a complete history of the past, opening organizations up to increased risk and bigger fines. Only with a bitemporal database can organizations keep truly accurate record of the past, ensuring that historical data is never overwritten, even as corrections occur.


Financial Regulatory Reporting Across An Evolving Schema

– July 14, 2015

Combining the MarkLogic database platform with the ModelDR data point modeling solution helps financial institutions achieve standardized views of their data, without the extensive ETL and data modeling effort required by relational databases.


Better With Bitemporal

– July 1, 2015

This whitepaper explains why you need a bitemporal database to truly maintain a complete and accurate picture of “what you knew” and “when you knew it,” and why NoSQL is best suited for bitemporal data.


Everyday Experiences Powered by MarkLogic

– June 19, 2015

See examples of how MarkLogic customers are combining heterogeneous data and building innovative applications on top of the only Enterprise NoSQL database platform.


Why Banks Care about Bitemporality

– May 21, 2015

Anthony Coates from Deutsche Bank provides an introduction to the regulatory issues that have made bitemporal databases relevant, and how bitemporal data is a solution.


Multi-Model Data Integration in the Real World

– April 27, 2015

Presenter(s): Pete Aven, Principal Sales Engineer, MarkLogic Mike Bowers, Enterprise Information Architect, The Church of Jesus Christ of Latter-day Saints Today’s data is more than just relational. Increasingly, developers are asked to integrate dimensional, columnar, document, graph, relational, and even binary data. MarkLogic is the only enterprise database that supports all of these. How you […]


MarkLogic Semantics – Customer Showcase

– April 27, 2015

Presenter(s): Anthony Accardo, Director, Research & Development, Disney ABC Television Group Bob Pilz, Taxonomy Manager, Mitchell1 Bill McCrea, VP of Architecture for Broadridge Global Technology and Operations Services, Broadridge Financial Solutions This is an in-depth look at a real-world MarkLogic Semantics customer use case. Why did they choose MarkLogic? What were the special challenges, rewards […]


Enterprise Data Exchange

– April 27, 2015

Presenter(s): Ken Krupa, CTO, Enterprise, MarkLogic Michael G. Fillion, Architectural Director Informatics, Medical Management and International, Aetna Over the years, organizations have addressed data integration in a myriad of ways, using various integration techniques – from simple data interchange to complex service oriented architectures – and often with mixed results. Point-to-point data exchange is the […]


Application Architecture for Java Developers

– April 27, 2015

Presenters: Charles Greer, Lead Engineer, MarkLogic Jochen Jörg, Principal Sales Engineer, MarkLogic The MarkLogic Java Client API enables seamless integration of the Java ecosystem and the MarkLogic Enterprise NoSQL database platform. In this session we will explore reference architectures for building three-tiered applications powered by MarkLogic. Charles Greer, lead engineer at MarkLogic, dives into the Java […]


Advanced Screening and Fraud Detection for Financial Services

– April 27, 2015

NTT Data discusses the credit card merchant screening solution they have developed on top of MarkLogic, and well as their internet banking fraud detection solution that is currently in development.


Webinar: Rethinking the Trade Lifecycle Part 4 – Fluid Contracts & ‘Metrics Driven’ Business Relationships

, – January 22, 2015

Learn about Fluid Contracts and how they enable Metrics Driven Business Relationships. How do you achieve a “single version of the truth” for proactive analysis? How are Customer Insight and Suspicious Activity Monitoring linked?


Webinar: Rethinking the Trade Lifecycle Part 3 – Record Retention & Compliance

, – December 16, 2014

Avoid the perils of creating opaque “landfill” archives that then continue to attract regulatory scrutiny and fines when they cannot deliver the insight expected of them.


Webinar: Rethinking the Trade Lifecycle Part 2 – Enterprise Reference Data Management

, – October 30, 2014

This webinar describes why Reference Data Management is difficult, explains why an RDBMS is not suitable as a “golden copy”, and shows how a multi-variant Enterprise NoSQL database is the best platform for managing Enterprise Reference Data.


Webinar: Rethinking the Trade Lifecycle Part 1 – The Operational Tradestore

, – September 30, 2014

Learn why you don’t need to waste time creating a single perfect canonical data model to represent all data sources and asset classes. Find out how MarkLogic automatically transforms data streams into the right format for the right channel.


Improving Financial Crime Mitigation Through Big Data Analytics

– July 18, 2014

This white paper explores the application of NoSQL in data analytics, client onboarding, case management, and fraud detection.


Financial Services: Simplifying Data Governance and Accelerating Real-time Big Data Analysis with MarkLogic Server and Intel

– July 8, 2014

This paper summarizes the issues companies face today with legacy RDBMS + SAN data environments and why the combination of MarkLogic, Apache Hadoop, and Intel provides a solution for enterprise Big Data.


Leveraging MarkLogic for Records Retention and Investigation

– July 8, 2014

This case study highlights a few of the challenges that a top-tier investment bank faced in terms of tying its data retention process to regulatory compliance and how it implemented MarkLogic’s solution to address those issues. The archive project was multi-phased and the first phase was live after three months of implementation.


Schema on Read in Financial Services

– July 1, 2014

Presenters: Amir Halfon, Chief Technologist, MarkLogic
Lee Pollington, Solutions Director, MarkLogic

MarkLogic excels in the role of trade and reference data hub, absorbing 10s of source data formats “as is” and dynamically transforms to the interface expectations of multiple client applications.


A Field Guide to MarkLogic Semantics

– July 1, 2014

In this showcase event, learn how others leverage MarkLogic Semantics to increase their insights, drive revenue, and complete their missions. Our 5 presenters describe use cases being explored and implemented by some of the largest and most innovative players


Data Governance for Regulated Industries

– July 1, 2014

Presenter: Amir Halfon, Chief Technologist, MarkLogic

In this session, Amir examines best practices around the use of MarkLogic as part of a regulated data environment, including retention, provenance, privacy, and security. Drawn from production projects impacted by Dodd-Frank, Basel III, and FATCA, he illustrates architecture and governance policies across real-time operational and long-tail historical data.


Webinar: Solving Challenges in Reference Data Management

, – June 17, 2014

Examine the common data architectures in place among top-tier firms and how new-generation technologies can enhance them to address current challenges and opportunities in capital markets.


MarkLogic World 2014 | Data Governance for Regulated Industries

– June 3, 2014

Breakout Slides – This session examined best practices around the use of MarkLogic as part of a regulated data environment, including retention, provenance, privacy, and security.


Webinar: Automating the Game with Semantics, Part II

, – May 1, 2014

Getting Started and Building a Semantic Application: Leverage triples and the massive amounts of content you’ve acquired. Get started with Semantics.


Webinar: Automating the Game with Semantics, Part I

, – May 1, 2014

New Generation Content Creation, Search, and Delivery: Get the right information to the right user, at the right time, on the right device.


Webinar: Semantic Technologies in Financial Services

, – April 16, 2014

What is the market appetite for Semantics among industry leaders? Here, we discuss the reason for seeking semantic capabilities, and the maturity stage for those that have adopted the technology.


Webinar: MarkLogic for Cyber Defense

, – February 6, 2014

Cyber attacks and financial crime have been impacting firms over the past few years in substantial, and potentially disastrous ways. One of the key aspects of tackling these threats is the ability to bring together the insights drawn from various collection points, both machine and human-driven.


MarkLogic for Cyber Defense and Analysis

– December 16, 2013

MarkLogic Server is the only Enterprise NoSQL database designed for information applications. It has unique capabilities to optimally support cyber defense and analysis.


waterstechnology: Enterprise Data Management Special Report

– October 2, 2013

This report by Inside Reference Data gathers together leading data management professionals to discuss the latest developments in enterprise data management.


waterstechnology: Big Data Special Report

– September 5, 2013

Participants in this report’s virtual roundtable look at the operational and technological challenges of effectively addressing the unstructured data conundrum and propose techniques and technologies available to market participants.


The New World of Enterprise Big Data Management

– April 10, 2013

Sang Lee, Co-founder and Managing Partner, Aite Group
Rupert Brown, Lead Architect, UBS CTO
Amir Halfon, CTO, Financial Services, MarkLogic
Harshad Pitkar, Senior Manager, Ernst & Young
Duncan Johnson-Watt, Founder & CEO, Cloudsoft Corporation

This panel explores the opportunities and challenges that are pushing the boundaries of Enterprise Data Management, paying particular attention to the Financial Services sector.


Why Enterprise NoSQL Matters

– March 27, 2013

This whitepaper by Evan Quinn of ESG explores some of the critical features you should look for when choosing your NoSQL solution, and discusses why enterprise capabilities indeed matter.


Transaction Surveillance and Compliance Monitoring

– January 31, 2013

For many years the number of data flows, complex systems, and simple volume of information has made financial compliance difficult to assure without significant resources being applied. MarkLogic provides the latest technology to solve this problem.


NY Summit 2012: Good Reagents

– November 29, 2012

Providing High-volume, Low Latency Information Access for Data Scientists By examining some key use cases in Life Sciences and Financial services, we will demonstrate a whitespace in the processing pipelines for data scientists. We will then show how this need is being addressed architecturally and the role that an enterprise level data management tool that […]


Top 3 Ways Big Data Impacts Financial Services

– July 9, 2012

Financial services firms face Big Data challenges that impact 3 key business areas: operational efficiency, new product development, and compliance. To succeed, they need to investigate new technologies to give them a new competitive advantage.


Tier-1 Investment Bank Leapfrogs Competition with MarkLogic Server

– April 24, 2012

MarkLogic enables a global, tier-1 investment bank to achieve first-to-publish status. This is critical for helping the Bank to grow and retain readership of its investment research and analysis.


Top 5 Investment Bank Achieves Single Source of Truth

– April 17, 2012

A top 5 investment bank selected MarkLogic as its derivatives trade store technology. Derivatives are stored and traded in a single system, requiring no downtime for maintenance. Complex changes to the system can be made in hours versus days, weeks, or even months.


Webinar: The Cure for Your Top 3 Big Data Headaches

, – January 23, 2012

Big Data means big headaches for financial institutions. From front office risk management to back office trade operations, new infrastructure is needed to handle the explosive velocity, variety, and volume of data.


Webinar: Prevention and Risk Management

, – October 26, 2011

MarkLogic, which has helped government intelligence agencies catch criminals, has been involved with helping discover and prevent Fraud. CROs and CSOs of all industries can steal a page from these government agencies to significantly reduce waste and/or recover from fraud activities.


Financial Research Authoring and Delivery with MarkLogic Server

– February 1, 2011

Financial research organizations are turning to MarkLogic to help them develop the next generation of research authoring and delivery platforms that leverage Microsoft Office. Learn how you can join the next generation of technology for financial research organizations.


XML Impacting the Enterprise: Tapping into the Power of XML, Five Success Stories

– March 1, 2009

Today many of the worlds top organizations are using XML servers to solve their toughest information access and delivery challenges. Following are the success stories of five industry leaders who are increasing agility with the help of MarkLogic Server.